Virendra S. Tavathia
Professional summary
Virendra Singh Tavathia, who also goes by VIrendra Tavathia, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in South Plainfield, New Jersey.
Virendra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Virendra has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Virendra Singh Tavathia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Virendra Singh Tavathia's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2026 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 904 Oak Tree Ave Ste B, South Plainfield, NJ 07080March 3, 2026 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 904 Oak Tree Ave Ste B, South Plainfield, NJ 07080January 14, 2026 - February 24, 2026
STIRLINGSHIRE INVESTMENTS
January 13, 2026 - February 24, 2026
STIRLINGSHIRE INVESTMENTS
February 5, 2021 - December 3, 2025
MML INVESTORS SERVICES, LLC
January 27, 2021 - December 3, 2025
MML INVESTORS SERVICES, LLC
March 1, 2019 - January 20, 2021
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 20, 2021
WOODBURY FINANCIAL SERVICES, INC.
March 12, 2018 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
March 5, 2018 - March 1, 2019
QUESTAR CAPITAL CORPORATION
March 30, 2015 - December 12, 2017
FORESTERS EQUITY SERVICES, INC.
March 26, 2015 - December 12, 2017
FORESTERS EQUITY SERVICES, INC.
February 7, 2013 - April 2, 2013
HORNOR, TOWNSEND & KENT, LLC
March 7, 2011 - April 2, 2013
HORNOR, TOWNSEND & KENT, LLC
January 31, 2011 - April 5, 2011
AMERITAS INVESTMENT COMPANY, LLC
February 18, 2009 - April 5, 2011
AMERITAS INVESTMENT COMPANY, LLC
October 27, 2003 - February 9, 2009
PRUCO SECURITIES, LLC.
June 16, 2003 - February 9, 2009
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2026)
(3/6/2026)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
