Michael J. Dombrowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Dombrowski, who also goes by Michael J. Dombrowski, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2022 - April 1, 2026
RHO TREASURY
October 9, 2009 - April 6, 2020
ARBOR RESEARCH & TRADING, LLC
November 21, 2008 - October 13, 2009
CAPITAL & CREDIT INTERNATIONAL, INC.
July 26, 2006 - November 19, 2008
SHEARSON FINANCIAL SERVICES, LLC
May 9, 2006 - June 21, 2006
G-2 TRADING,LLC
October 31, 2003 - June 4, 2004
AMERITAS INVESTMENT COMPANY, LLC
June 16, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
Primary Firm SEC Registration
RHO TREASURY
CRD#: 314581 / SEC#: 801-125841
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
RHO TREASURY
CRD#: 314581 / SEC#: 801-125841
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 704,190,866 |
Red Flags
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