Johnathan P. Cain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnathan Paul Cain was a registered financial professional .
Johnathan is a previously registered financial professional and started their career in finance in 2003. Johnathan had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2007 - August 9, 2013
JPL FINANCIAL SERVICES, INCORPORATED
January 19, 2007 - November 24, 2008
LPL FINANCIAL LLC
January 19, 2007 - November 24, 2008
LPL FINANCIAL LLC
November 30, 2005 - October 23, 2006
WELLS FARGO INVESTMENTS, LLC
November 23, 2005 - October 23, 2006
WELLS FARGO INVESTMENTS, LLC
August 21, 2003 - December 5, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 4, 2003 - December 5, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 4, 2003 - January 7, 2004
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JPL FINANCIAL SERVICES, INCORPORATED
CRD#: 113081 / SEC#:
Contact information
Red Flags
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