JA
Jean-paul A. Aime
GATEWAY WEALTH PARTNERS
Madison, WI 53719
Some features on this profile are disabled
CRD#: 4661784
JA
Professional summary
Jean-paul Anthony Aime is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Madison, Wisconsin and LPL FINANCIAL LLC located in Madison, Wisconsin.
Jean-paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jean-paul has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/30/2021 - Focal Point Financial Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/01/2017 - 40 Hours Per Month/ 2 Hours During Securities Trading - Time Spent 15% 2) 04/30/2021 - FOCAL POINT FINANCIAL STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/11/2020 - 160 Hours Per Month/ 8 Hours During Securities - Time Spent 100% 3) 04/30/2021 - F POINT STRATEGIC CONSULTING, LLC. - Investment Related - At Reported Business Location(s) - Business Consulting - Start Date 03/01/2019 - 20 Hours Per Month/ 1 Hour During Securities Trading - Time Spent 10% 4) 10/12/2021 - Focal Point Financial Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/01/2021 - 40 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Advisor's Pride, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/18/2021 - Advisor's Pride Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/01/2021 - 40 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Advisor's Pride Inc., an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/24/2022 - ADVISORS' PRIDE INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 08/16/2022 - 120 Hours Per Month/ 100 Hours During Securities Trading - I provide administrative support to ADVISORS' PRIDE INC., LLC , an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 08/31/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 08/01/2022 - I provide investment advisory services through Gateway Wealth Partners an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 06/29/2023 - Gateway Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 160 Hours Per Month/ 100 Hours During Securities Trading 9) 09/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/26/2022 - 100 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend appro
CRS (Client Relationship Summary) - RIA
Click below to view Jean-paul Anthony Aime's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2022 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 434 S. Yellowstone Dr. Suite 201, Madison, WI 53719RIA
CRD#: 322789
Madison, WI
Current
April 30, 2021 - Present
LPL FINANCIAL LLC
Office #1: 434 S Yellowstone Dr Ste 201, Madison, WI 53719RIA
BD
CRD#: 6413
MADISON, WI
Past
May 10, 2021 - December 31, 2022
ADVISORS' PRIDE INC.
RIA
CRD#: 170669
Madison, WI
Past
December 18, 2006 - May 4, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MADISON, WI
Past
December 18, 2006 - May 4, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MADISON, WI
Past
August 31, 2004 - December 11, 2006
EDWARD JONES
BD
CRD#: 250
CROSS PLAINS, WI
Past
June 25, 2003 - August 30, 2004
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/15/2021)
RR
Delaware(7/21/2021)
RR
Florida(8/19/2024)
RR
Illinois(4/30/2021)
RR
Iowa(8/2/2022)
RR
Louisiana(3/13/2023)
RR
Minnesota(6/3/2021)
RR
New Mexico(12/2/2021)
RR
South Carolina(8/29/2022)
RR
Texas(5/5/2021)
RR
Virginia(7/3/2021)
RR
Wisconsin(4/30/2021)
IAR
Wisconsin(10/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Madison, WI 53719TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
