Louis A. Coluccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis A Coluccio was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2003. Louis had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2024 - June 20, 2024
J.H. DARBIE & CO., INC.
June 10, 2016 - April 30, 2024
E1 ASSET MANAGEMENT, INC.
January 2, 2014 - June 8, 2016
GARDEN STATE SECURITIES, INC.
July 18, 2012 - January 23, 2014
MOMENTUM INDEPENDENT NETWORK INC.
July 23, 2008 - July 19, 2012
PHD CAPITAL
May 30, 2003 - August 28, 2006
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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