Julie D. Mcclure
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Dowling Mcclure was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 2003. Julie had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - April 26, 2012
EQUISTAR WEALTH MANAGEMENT LLC
February 4, 2005 - October 27, 2006
AUSTIN ASSET
August 18, 2003 - December 10, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 17, 2003 - December 10, 2004
IDS LIFE INSURANCE COMPANY
July 17, 2003 - December 10, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUISTAR WEALTH MANAGEMENT LLC
CRD#: 148445 / SEC#: 801-107279
Contact information
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 165,573,339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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