Peter K. Criswell

KELLOGG WEALTH ADVISORS

STUDIO CITY, CA

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CRD#: 4661726

Professional summary

Peter K Criswell, ChFC®, CLU® is a registered financial advisor currently at KELLOGG WEALTH ADVISORS, INC. located in Studio City, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Peter has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SALE OF FIXED INSURANCE 2) KELLOGG WEALTH ADVISORS, INC. POSITION: Other - Principal and CEO NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 09/20/2007 ADDRESS: 11333 Moorpark St., #381, Studio City CA 91602 DESCRIPTION: In the course of my business I discuss Investments and Insurance with my clients. 3) KELLOGG WEALTH ADVISORS, INC POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 09/20/2007 ADDRESS: 11333 Moorpark St., #381, Studio City CA 91602 DESCRIPTION: Aquiring clients for fee-only business of my Registered Investment Advisor, of the same name - Kellogg Wealth Advisors, Inc. Once aquired, managing and placing assets at suitable third-party money managers and then monitoring their accounts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter K Criswell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 20, 2007 - Present

KELLOGG WEALTH ADVISORS, INC.

RIA

CRD#: 144514

STUDIO CITY, CA

Past

September 25, 2006 - November 2, 2015

OSAIC WEALTH, INC.

CRD#: 23131

NEWPORT BEACH, CA

Past

November 10, 2005 - March 2, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

LOS ANGELES, CA

Past

October 8, 2003 - March 2, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/20/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/25/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KELLOGG WEALTH ADVISORS, INC.

CRD#: 144514 / SEC#:

California

Registered Investment Advisory firm - (9/20/2007 Approved)

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Contact information

Main Address

Studio City, CA

Mailing Address

11333 Moorpark St. #381, Studio City, CA 91602

Phone number

(323) 559-1445

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 9,492,843

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter K. Criswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter K Criswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELLOGG WEALTH ADVISORS, INC.

OSAIC WEALTH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2005

Series 63

Date: 8/25/2003

SIE

Date: 11/2/2015

Series 7

Date: 9/7/2005

Series 6

Date: 8/18/2003

Current Firm

KELLOGG WEALTH ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KELLOGG WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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