Theodore Perez

TAX FAVORED RETIREMENT

Kansas City, MO 64156

Some features on this profile are disabled

CRD#: 4661457

Professional summary

Theodore Perez III, who also goes by Theodore Perez, is a registered financial advisor currently at TAX FAVORED RETIREMENT located in Kansas City, Missouri.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Theodore has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theodore Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OTHER BUSINESS: TP3 HOLDINGS INC; INVESTMENT RELATED: NO; ADDRESS: 11111 NAIL AVE STE 202; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: OWNER; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2021; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS DISABILITY, LONG TERM CARE AND PROPERTY & CASUALTY;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Perez III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2021 - Present

TAX FAVORED RETIREMENT

Office #1: 8500 Ne Sam Ray Rd, Kansas City, MO 64156

RIA

CRD#: 298519

Kansas City, MO

Past

June 3, 2021 - October 12, 2021

ELEVATION ADVISORY PARTNERS LLC

RIA

CRD#: 312170

LONGWOOD, FL

Past

September 20, 2019 - October 14, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LEAWOOD, KS

Past

September 3, 2016 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

LEAWOOD, KS

Past

June 12, 2006 - July 27, 2016

SCOTTRADE, INC.

CRD#: 8206

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/21/2021)

IAR

Missouri
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/9/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2006

General Securities Representative Examination

Current Firm

TAX FAVORED RETIREMENT

APS VENTURES, LLC | UPGRADEYOURANNUITY | TAX FAVORED RETIREMENT

CRD#: 298519 / SEC#:

Kansas

Registered Investment Advisory firm - (9/27/2018 Approved)

Missouri

Registered Investment Advisory firm - (9/27/2018 Approved)

Texas

Registered Investment Advisory firm - (12/16/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8500 Ne Sam Ray Rd, Kansas City, MO 64156

Mailing Address

Phone number

(816) 534-8615

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 30,833,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Larry Frank

BETTER FINANCIAL EDUCATION

ROCKLIN, CA

Anna Logan

EDWARD JONES

ST. LOUIS, MO

Gary Su

TRUIST SECURITIES, INC.

ATLANTA, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Theodore Perez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Perez III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATION ADVISORY PARTNERS LLC

CETERA WEALTH SERVICES, LLC

SUMMIT BROKERAGE SERVICES, INC.

SCOTTRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2019

Series 63

Date: 6/26/2006

Series 7TO

Date: 11/9/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2006

Current Firm

TAX FAVORED RETIREMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAX FAVORED RETIREMENT

TRUST BUT VERIFY

Similar Advisors