Adam R. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Rhodes Long was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2003. Adam had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 79, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2015 - February 12, 2016
BMA SECURITIES, LLC
January 2, 2014 - May 20, 2015
BOUSTEAD SECURITIES, LLC
November 5, 2013 - November 25, 2013
CAPITAL PATH SECURITIES, LLC
December 11, 2012 - December 12, 2013
JERA SECURITIES, INC.
June 30, 2003 - July 31, 2003
WADDELL & REED
June 19, 2003 - July 31, 2003
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/28/2013
Limited Representative-Equity Trader ExamCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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