Daniel F. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Fredrick Adams was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2003. Daniel had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2011 - June 14, 2012
CHIMERA SECURITIES, LLC
July 22, 2010 - November 23, 2010
LIGHTSPEED TRADING, LLC
October 19, 2004 - July 1, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
November 25, 2003 - April 15, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
