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ES

Evan H. Snapper

Some features on this profile are disabled
CRD#: 4660977
ES

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Evan Howard Snapper was a registered financial advisor .

Evan is a previously registered financial advisor and started their career in finance in 2003. Evan had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 25, 2005 - December 23, 2010

ANCHIN CAPITAL LLC

BD
CRD#: 128402
NEW YORK, NY
Past

May 27, 2004 - February 4, 2005

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

May 12, 2003 - October 13, 2003

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA
CRD#: 110921
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/28/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/9/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 5/26/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
ANCHIN CAPITAL LLC
ANCHIN CAPITAL ADVISORS LLC | PLATINUM FINANCIAL SERVICES LLC | ANCHIN CAPITAL LLC

CRD#: 128402 / SEC#: , 8-66133

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Times Square 25th Floor, New York, NY 10036
Mailing Address
3 Times Square 25th Floor, New York City, NY 10036
Phone number
(212) 840-3456
Established
New York since 04/25/2003
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABA PLATINUM GROUP LLCPARENT
FEDERBUSH, MARC ALANPRESIDENT & CHIEF COMPLIANCE OFFICER4549613
ROSENTHAL, JEFFREY IV.P., TREASURER, FINANCIAL PRINCIPAL, PFO, POO4549358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANCHIN CAPITAL LLC

CRD#: 128402

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