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Aleksandr Revmirovich Dyo

SMART PORTFOLIO
BREA, CA
·CRD# 4660824·22 years experience

Professional Summary

Aleksandr Revmirovich Dyo is a registered financial advisor currently at SMART PORTFOLIO located in Brea, California. Aleksandr is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Aleksandr has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

Current

SMART PORTFOLIOCurrent·CRD# 324633
RIA
3230 E. Imperial Highway Suite 300, Brea, CA 92821
January 3, 2025 - Present

Past

SMART PORTFOLIOPast·CRD# 324633
RIA
Sacramento, CA
February 10, 2023 - December 31, 2024
PROFECTUS WEALTH MANAGEMENTPast·CRD# 166482
RIA
Los Angeles, CA
January 10, 2017 - May 22, 2023
CAPITAL SYNERGY PARTNERSPast·CRD# 148733
BD
Los Angeles, CA
November 7, 2011 - November 16, 2012
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Los Angeles, CA
February 13, 2004 - July 27, 2011

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Current Firm

SP
SMART PORTFOLIO

SMART PORTFOLIO | SMART PORTFOLIO LLC

CRD#: 324633 / SEC#: 801-127212
RIA
Registered Investment Advisory firm - SEC (2/25/2026 Terminated)
California
Registered Investment Advisory firm - California (2/25/2026 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3230 E. Imperial Highway Suite 300, Brea, CA 92821

Phone Number

(858) 898-8000

# of Employees

2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

60

AUM (Assets Under Management)

$44,132,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RGL Group Insurance and Financial Services, Inc. DBA Gideon Advisers; IR: Yes; Los Angeles CA; Description: wholesale insurance agency providing fixed life and annuity insurance carriers' contracts to independent insurance agents/agencies; Title: principal; Responsibilities: maintain books, carrier contracts; Start date: 2016-01-01;hrs during trading hrs:10;hrs outside trading hrs:10. EmpowerOpportunity Zone Fund LLC; IR: Yes; Los Angeles CA; Description: to originate, invest in and manage one or more real estate properties/ assets located in "qualified opportunity zones"; Title: managing member; Responsibilities: controlling the day-to-day management of the Fund including the acquisition, management and disposition of assets held and the selection of managers etc..; Start date: 2019-07-14; hrs during trading hrs: 10; hrs outside trading hrs:30. Empower PHX LLC; IR: Yes; Los Angeles CA; Description of the business: to originate, invest in and manage one or more real estate properties/assets located in "qualified opportunity zones"; Title: managing member; Responsibilities: day-to-day management of the project; Start date: 2019-07-14; hrs during trading hrs: 10; hrs outside trading hrs: 30. LifeXcel LLC; IR: Yes; Los Angeles CA; Description: Administration of the Life Settlements; Title: Managing Director; Responsibilities: Management; Start date: 2019-04-01; hrs during trading hrs: 20; hrs outside trading hrs: 20. EMPWR GROUP, INC.; IR: Yes; Los Angeles, CA; Description of the business: Holding Company; Title: Chairman; Responsibilities: Management; Start date: 2020-02-03; hrs during trading hrs: 1; hrs outside trading hrs: 2. EMPWR Business Services, Inc.; IR: Yes; Los Angeles, CA; Description of the business: Payroll and Employee Benefits for affiliated companies; Title: President; Responsibilities: Management; Start date: 2020-03-09; hrs during trading hrs: 10; hrs outside trading hrs:10. EcoBuilders, Co.; IR: Yes; Los Angeles, CA; Description: Automated construction of wall panels; Title: President; Responsibilities: Management; Start date: 2019-08-09; hrs during trading hrs: 10; hrs outside trading hrs: 10. WEALTH EXCEL, LLC.; IR: Yes; Los Angeles, CA; Description: Financial Consulting and Advisory; Title: Managing Director; Management; Start date: 2020-05-07; Hours during trading hours: 12; Hours outside trading hours: 12. Empower Management, LLC (DBA: Oasis Hotel Palm Springs); IR: No; Los Angeles, CA; Description: a real estate management company, specializing in hospitality and multi-family apartment projects; Title: Manager; Responsibilities: Management; Start date: 2021-04-15; Hours during trading hours: 30; hours outside trading hours: 20. Kingdom Impact Capital, LLC; IR: Yes; Los Angeles, CA, entity is general partner of a private fund, Empower Opportunity Zone Fund; Part Owner; Start date: July 2018; Hours during trading hours: 10; hours outside of trading hours: 0.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2004About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2004About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Aleksandr Revmirovich Dyo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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