Patrick D. Cotner

MIURA CAPITAL

New York, NY 10017

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CRD#: 4660813

Professional summary

Patrick Domenic Cotner is a registered financial professional currently at MIURA CAPITAL, LLC located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2003. Patrick has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Domenic Cotner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2015 - Present

MIURA CAPITAL, LLC

Office #1: 747 Third Ave Suite 3203, New York, NY 10017

CRD#: 146193

New York, NY

Past

October 8, 2013 - November 2, 2015

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

NEW YORK, NY

Past

April 16, 2009 - June 19, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

January 16, 2008 - February 27, 2009

MULTITRADE SECURITIES LLC

CRD#: 47485

NEW YORK, NY

Past

July 13, 2007 - March 25, 2009

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

NEW YORK, NY

Past

January 2, 2007 - May 18, 2007

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

May 19, 2003 - January 2, 2007

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/23/2015)

Massachusetts
(10/20/2022)

New York
(11/23/2015)

Exams

State Security Law Exam

Series 63

Date: 4/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/1/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/16/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MIURA CAPITAL, LLC

MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC

CRD#: 146193 / SEC#: , 8-67793

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1395 Brickell Ave Suite 1560, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 1560, Miami, FL 33131

Phone number

(305) 529-4700

Established

Florida since 06/20/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PEDRO RAUL LOPEZ REVOCABLE TRUST	SHAREHOLDER
MWM HOLDINGS GROUP, INC.	SHAREHOLDER
HUOP TRUST (REVOCABLE)	SHAREHOLDER
D ALFONSO, ITALO	CEO	4485045
LOPEZ-JACOME, PEDRO RAUL	TRUSTEE	4875711
MENDEZ, MARCO ANTONIO	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	1175827
ORTEGA, HUGO RAFAEL	TRUSTEE	4875723
PINANGO DE CHENE, RICHARD JOSE	CHIEF COMPLIANCE OFFICER	6404348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick D. Cotner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Domenic Cotner's CRS (Customer Relationship Summary).

Certified licenses

Experience

DINOSAUR FINANCIAL GROUP, L.L.C

DIRECT ACCESS PARTNERS LLC

MULTITRADE SECURITIES LLC

LIGHTHOUSE FINANCIAL GROUP, LLC

RBC CAPITAL MARKETS CORPORATION

CARLIN EQUITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/2005

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/1/2006

Series 7

Date: 5/16/2003

FINRA

Current Firm

MIURA CAPITAL, LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MIURA CAPITAL, LLC

TRUST BUT VERIFY

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