Alan P. Bonser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Peter Bonser was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2003. Alan had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2016 - December 31, 2021
THE TOPGALLANT GROUP, LLC
January 14, 2016 - May 7, 2016
CENTRIC INVESTMENT GROUP INC
March 10, 2008 - December 31, 2015
NTB FINANCIAL CORPORATION
March 10, 2008 - December 31, 2015
NTB FINANCIAL CORPORATION
September 3, 2004 - March 7, 2008
EDWARD JONES
July 19, 2004 - March 7, 2008
EDWARD JONES
July 15, 2003 - June 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 10, 2003 - June 17, 2004
IDS LIFE INSURANCE COMPANY
July 10, 2003 - June 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE TOPGALLANT GROUP, LLC
CRD#: 282318 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 4,332,177 |
Red Flags
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