Christopher J. Whybrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Whybrow was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1965. Christopher had worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 000, Series 1, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2024 - January 21, 2025
RAYMOND JAMES & ASSOCIATES, INC.
January 18, 2024 - January 21, 2025
RAYMOND JAMES & ASSOCIATES, INC.
January 2, 1998 - January 25, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 3, 1980 - February 4, 1985
HOWE BARNES HOEFER & ARNETT, INC.
November 16, 1978 - June 30, 1980
BURTON J. VINCENT, CHESLEY & CO.
May 4, 1977 - December 6, 1978
JESUP & LAMONT SECURITIES CO., INC.
August 31, 1976 - March 5, 1977
WOOLARD & COMPANY INCORPORATED
October 24, 1975 - April 27, 1976
FIRST EQUITY CORPORATION OF FLORIDA
July 3, 1975 - November 17, 1975
SHEARSON HAYDEN STONE INC.
April 7, 1975 - July 5, 1975
REYNOLDS SECURITIES, INC.
August 23, 1973 - March 13, 1974
H. B. SHAINE & CO., INC.
March 6, 1973 - September 10, 1973
RITE PYNE KENDALL & HOLLISTER INC
October 13, 1972 - April 7, 1973
HALLGARTEN & CO.
October 27, 1971 - November 3, 1972
THE MILWAUKEE COMPANY
January 19, 1971 - December 4, 1971
WINMILL SECURITIES, INC.
December 14, 1965 - April 25, 1971
GOODBODY & CO. INCORPORATED
December 13, 1965 - January 25, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 4/11/1985
AMEX Put and Call ExamSeries 000
Date: 12/13/1965
General Securities Principal ExaminationSeries 1
Date: 12/13/1965
Registered Representative ExaminationSeries 8
Date: 4/24/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| KONEFAL, RICHARD EUGENE | DIRECTOR | 2431960 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,143,145 |
| AUM (Assets Under Management) | $ 500,955,604,975 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
