Suzanne J. Lynch
Professional summary
Suzanne Jacob Lynch, who also goes by Suzanne Lynch, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Chicago, Illinois and SANFORD C. BERNSTEIN & CO., LLC located in Chicago, Illinois.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Suzanne has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Jacob Lynch's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2003 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 227 West Monroe Avenue Suite 5900, Chicago, IL 60606June 16, 2003 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 227 West Monroe Street Suite 5900, Chicago, IL 60606Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2010)
(8/23/2004)
(9/4/2003)
(2/22/2006)
(4/1/2016)
(6/13/2014)
(7/9/2014)
(7/2/2003)
(7/2/2003)
(4/17/2014)
(3/16/2007)
(1/31/2024)
(6/9/2021)
(8/20/2021)
(10/14/2021)
(2/7/2022)
(3/18/2020)
(2/28/2024)
(6/30/2004)
(1/24/2014)
(10/8/2015)
(2/9/2018)
(3/6/2007)
(11/4/2013)
(9/6/2013)
(9/6/2013)
(6/30/2004)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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