Matthew J. Simpson

FI3 FINANCIAL ADVISORS

Indianapolis, IN 46240

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CRD#: 4660424

Professional summary

Matthew Joseph Simpson, CFP® is a registered financial advisor currently at FI3 FINANCIAL ADVISORS, LLC located in Indianapolis, Indiana.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Matthew has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 11, 2016 - Present

FI3 FINANCIAL ADVISORS, LLC

Office #1: 8900 Keystone Crossing Suite 225, Indianapolis, IN 46240

RIA

CRD#: 168005

Indianapolis, IN

Past

December 14, 2004 - May 4, 2016

OXFORD FINANCIAL GROUP, LTD

RIA

CRD#: 105303

CARMEL, IN

Past

May 1, 2003 - September 20, 2004

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FI3 FINANCIAL ADVISORS, LLC

FI3 FINANCIAL ADVISORS, LLC | THE FI3 FAMILY OFFICE

CRD#: 168005 / SEC#: 801-113218

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Georgia

Registered Investment Advisory firm - (12/19/2017 Terminated)

Indiana

Registered Investment Advisory firm - (5/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/11/2016)

IAR

Texas
(12/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2003

Uniform Investment Adviser Law Examination

Current Firm

FI3 FINANCIAL ADVISORS, LLC

FI3 FINANCIAL ADVISORS, LLC | THE FI3 FAMILY OFFICE

CRD#: 168005 / SEC#: 801-113218

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Georgia

Registered Investment Advisory firm - (12/19/2017 Terminated)

Indiana

Registered Investment Advisory firm - (5/15/2018 Terminated)

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Contact information

Main Address

8900 Keystone Crossing Suite 225, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 426-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FI3 ADVISORS ADV PART 2A BROCHURE 4 2025 (4/9/2025)

Regulatory assets under management

Total Number of Accounts	1,597
AUM (Assets Under Management)	$ 928,442,892

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/05/2025	Cover Page	Report
07/08/2024	Cover Page	Report
10/05/2023	Cover Page	Report
01/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FI3 FINANCIAL ADVISORS, LLC

OXFORD FINANCIAL GROUP, LTD

ERNST & YOUNG INVESTMENT ADVISERS LLP

Primary Firm SEC Registration

FI3 FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2003

Current Firm

FI3 FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FI3 FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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