Lori D Campana
Professional Summary
Lori D Campana, who also goes by Lori D Campana Cfa, is a registered financial advisor currently at MONUMENT GROUP, INC. located in Boston, Massachusetts. Lori is registered as a RR (Registered Representative) and started their career in finance in 2003. Lori has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lori D Campana Cfa
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MONUMENT GROUP, INC.
Contact Information
Main Address
500 Boylston Street Suite 1150, Boston, MA 02116Mailing Address
500 Boylston Street Suite 1150, Boston, MA 02116Phone Number
(617) 423-4700Established
Delaware since 03/31/1994Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPANA, LORI D | SHAREHOLDER | 4660389 |
| DIGGINS, MARY MARGARET | ASSISTANT SECRETARY/SHAREHOLDER | 7069473 |
| GENDRON, MEREDITH A. | CHIEF COMPLIANCE OFFICER/SECRETARY/SHAREHOLDER | 5248956 |
| MACCURTAIN, PATRICK W | TREASURER/SHAREHOLDER | 4426182 |
| MCCORMICK, JOHN BLANCHARD MR. | SHAREHOLDER | 5246677 |
| MILLER, MICHAEL CHRISTOPHER | SHAREHOLDER | 3060234 |
| MOLLOY, BARTHOLOMEW JOSEPH | SHAREHOLDER | 2655092 |
| MUELLER, RYAN MICHAEL | PRESIDENT/SHAREHOLDER | 4286239 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/23/2005)
(12/14/2005)
(2/9/2006)
(1/31/2006)
(6/4/2003)
(6/2/2003)
(6/4/2003)
(1/5/2006)
(2/9/2006)
(6/2/2003)
(6/4/2003)
(1/3/2006)
(11/14/2005)
(6/4/2003)
(8/11/2009)
(11/23/2005)
(6/4/2003)
(11/21/2005)
(7/1/2003)
(3/3/2006)
(6/2/2003)
(6/4/2003)
(6/4/2003)
(6/4/2003)
(6/4/2003)
(3/2/2006)
(6/4/2003)
(6/4/2003)
(6/4/2003)
(6/2/2003)
(12/1/2005)
(6/4/2003)
(6/4/2003)
(11/21/2005)
(6/2/2003)
(11/25/2003)
(6/4/2003)
(6/4/2003)
(12/2/2005)
(7/2/2013)
(11/18/2005)
(6/4/2003)
(11/14/2005)
(6/2/2003)
(6/4/2003)
(6/4/2003)
(1/20/2006)
(11/21/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lori D Campana's CRS (Customer Relationship Summary).
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