Daniel J. Trotta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Trotta, who also goes by Dan Trotta, Danny Trotta, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2003. Daniel had worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2004 - July 1, 2024
P & M CORPORATE FINANCE, LLC
November 24, 2003 - July 8, 2024
PLANTE MORAN INSURANCE AGENCY
July 30, 2003 - November 4, 2004
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
P & M CORPORATE FINANCE, LLC
CRD#: 129624 / SEC#: , 8-66239
Contact information
FINRA licenses (47 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMCF HOLDING COMPANY, LLC | OWNER | |
| BARBER, PAMELA JOY | CFO | 5489840 |
| BARBER, PAMELA JOY | PFO, POO, FINOP | 5489840 |
| HART, JOHN DANIEL | MANAGING DIRECTOR, TREASURER AND SECRETARY, BOARD MEMBER | 4967611 |
| JAMISON, MATTHEW GORDON | MANAGING DIRECTOR, BOARD MEMBER, PRESIDENT | 4644597 |
| LESSER, JOHN JAMES | BOARD MEMBER | 4454195 |
| MD HOLDCO, LLC | MANAGING MEMBER | |
| P & M HOLDING GROUP, LLP | PARENT MEMBER | |
| WAGNER, JOSEPH DONALD | MANAGING DIRECTOR, BOARD MEMBER | 4749753 |
| WISNIEWSKI, CAROLINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1463513 |
Red Flags
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