Angela D. Lucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Diane Lucas, who also goes by Angela Diane Magee, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2003. Angela had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2019 - July 28, 2023
MATRIX EXECUTIONS, LLC
December 17, 2017 - November 15, 2018
LIQUID CAPITAL SECURITIES, LLC
January 6, 2011 - March 22, 2024
SIMPLEX TRADING, LLC
February 20, 2007 - January 4, 2010
TJM PROPRIETARY TRADING, LLC
February 20, 2007 - February 2, 2010
TJM INVESTMENTS, LLC
April 11, 2006 - February 9, 2007
CITIZENS SECURITIES, INC.
November 5, 2003 - March 21, 2006
MEADOWBROOK SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
MATRIX EXECUTIONS, LLC
CRD#: 38455 / SEC#: , 8-48255
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
Red Flags
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