Jason S. Lefkowitz

DYNAMEX TRADING

NEW YORK, NY 10004

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CRD#: 4660146

Professional summary

Jason Scott Lefkowitz is a registered financial professional currently at DYNAMEX TRADING, LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2013 - Present

DYNAMEX TRADING, LLC

Office #1: 11 Broadway Suite 360, New York, NY 10004

CRD#: 127434

NEW YORK, NY

Past

January 11, 2010 - December 13, 2012

WALLACHBETH CAPITAL LLC

CRD#: 147853

BOCA RATON, FL

Past

July 12, 2006 - June 2, 2009

ABN AMRO INCORPORATED

CRD#: 15776

GREENWICH, CT

Past

August 27, 2004 - July 12, 2006

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 4, 2003 - August 4, 2004

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/8/2014)

Connecticut
(11/15/2013)

Florida
(3/2/2023)

Illinois
(1/22/2016)

Massachusetts
(12/3/2018)

New Jersey
(11/15/2013)

New York
(11/15/2013)

Pennsylvania
(1/22/2016)

Texas
(7/20/2018)

Virginia
(12/12/2018)

Washington
(12/3/2018)

Exams

State Security Law Exam

Series 63

Date: 12/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/15/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/1/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 10/12/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/2020

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/19/2016

Registered Options Principal Examination

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DYNAMEX TRADING, LLC

CRD#: 127434 / SEC#: , 8-65999

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Broadway Suite 360, New York, NY 10004

Mailing Address

11 Broadway Suite 360, New York, NY 10004

Phone number

(646) 827-6033

Established

Delaware since 10/01/2024

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GROUP ONE HOLDINGS LLC	PARENT COMPANY
BOCK, HARRIS ADAM	CHIEF EXECUTIVE OFFICER	5532493
CLARK, MICHAEL LAWRENCE	CFO / POO / PFO	4514317
LEFKOWITZ, JASON SCOTT	CHIEF COMPLIANCE OFFICER	4660146

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason S. Lefkowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Scott Lefkowitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLACHBETH CAPITAL LLC

ABN AMRO INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/15/2008

Series 7

Date: 8/1/2003

Series 14

Date: 10/12/2023

Series 24

Date: 11/30/2020

Series 4

Date: 5/19/2016

Cboe Exchange, Inc.

FINRA

Nasdaq Stock Market

Current Firm

DYNAMEX TRADING, LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DYNAMEX TRADING, LLC

TRUST BUT VERIFY

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