Thomas G. Rutherford

VALOR INVESTMENTS AND PLANNING LLC

Easton, PA 18042

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CRD#: 4659988

Professional summary

Thomas Glenn Rutherford, who also goes by Thomas Glenn Rutherford Mr., is a registered financial advisor currently at VALOR INVESTMENTS AND PLANNING LLC located in Easton, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Glenn Rutherford Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Glenn Rutherford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2024 - Present

VALOR INVESTMENTS AND PLANNING LLC

Office #1: 109 N. 4th Street Suite 1, Easton, PA 18042

RIA

CRD#: 323129

Easton, PA

Past

May 5, 2009 - May 22, 2025

ALBEMARLE CAPITAL MANAGEMENT

RIA

CRD#: 149912

BETHLEHEM, PA

Past

March 5, 2007 - February 27, 2009

MFP STRATEGIES

RIA

CRD#: 109437

BETHLEHEM, PA

Past

March 1, 2007 - March 3, 2009

M HOLDINGS SECURITIES, INC.

CRD#: 43285

BETHLEHAM, PA

Past

July 20, 2006 - January 12, 2007

MFP STRATEGIES

RIA

CRD#: 109437

BETHLEHEM, PA

Past

June 30, 2006 - January 23, 2007

M HOLDINGS SECURITIES, INC.

CRD#: 43285

BETHLEHAM, PA

Past

April 23, 2004 - July 26, 2007

ALBEMARLE

RIA

CRD#: 128913

BETHLEHEM, PA

Past

May 22, 2003 - September 15, 2004

KNBT SECURITIES, INC.

CRD#: 115372

ALLENTOWN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/3/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2007

General Securities Principal Examination

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

CRD#: 323129 / SEC#: 801-126665

RIA

Registered Investment Advisory firm - (3/30/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/25/2024 Approved)

New Jersey

Registered Investment Advisory firm - (4/10/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/6/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

109 N. 4th Street Suite 1, Easton, PA 18042

Mailing Address

Phone number

(484) 546-2522

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 80,708,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas G. Rutherford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Glenn Rutherford's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALBEMARLE CAPITAL MANAGEMENT

MFP STRATEGIES

M HOLDINGS SECURITIES, INC.

MFP STRATEGIES

M HOLDINGS SECURITIES, INC.

ALBEMARLE

KNBT SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2003

Series 65

Date: 7/3/2003

Series 7

Date: 5/21/2003

Series 24

Date: 5/11/2007

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALOR INVESTMENTS AND PLANNING LLC

TRUST BUT VERIFY

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