Terence P. Murphy

BLACK DOG FINANCIAL LTD.

Austin, TX

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CRD#: 4659986

Professional summary

Terence Paul Murphy is a registered financial advisor currently at BLACK DOG FINANCIAL LTD. located in Austin, Texas.

Terence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Terence has worked at 6 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tec Diving Instructor, LLC; not investment related; Austin, TX; scuba instruction; managing member; start date Jan 2021; 20 hours per month on weekends; nil during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terence Paul Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2012 - Present

BLACK DOG FINANCIAL LTD.

RIA

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/22/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/11/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/12/2010

General Securities Principal Examination

Current Firm

BLACK DOG FINANCIAL LTD.

CRD#: 159908 / SEC#:

Texas

Registered Investment Advisory firm - (3/7/2012 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 650-1115

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 9,705,729

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Terence P. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terence Paul Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2003

Series 31

Date: 8/22/2003

Series 7

Date: 6/11/2003

Series 24

Date: 2/12/2010

Current Firm

BLACK DOG FINANCIAL LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK DOG FINANCIAL LTD.

TRUST BUT VERIFY

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