Tracy L. Shar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracy Lynn Shar, CFP®, who also goes by Tracy Lynn Foster, Tracy L. Shar, was a registered financial professional .
Tracy is a previously registered financial professional and started their career in finance in 2003. Tracy had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
July 28, 2021 - August 30, 2023
WEALTHSTREAM ADVISORS, INC.
July 16, 2003 - February 16, 2006
IDS LIFE INSURANCE COMPANY
July 16, 2003 - February 16, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHSTREAM ADVISORS, INC.
CRD#: 129428 / SEC#: 801-63363
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 1,537,243,540 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
