AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JC

John Anthony Clancy

VELOCITY CLEARING
New York, NY
·CRD# 4659494·21 years experience

Professional Summary

John Anthony Clancy, who also goes by John A Clancy, is a registered financial advisor currently at VELOCITY CLEARING, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John A Clancy

Blog Corner

More Resources

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

21 years in the financial services industry

Current & Past Employments

Current

VELOCITY CLEARING, LLCCurrent·CRD# 126588
BD
199 Water Street 10th Floor, New York, NY 10038
September 10, 2026 - Present

Past

MIRAE ASSET SECURITIES (USA) INC.Past·CRD# 30679
BD
New York, NY
February 3, 2023 - July 6, 2026
BNP PARIBAS SECURITIES CORP.Past·CRD# 15794
BD
New York, NY
October 3, 2008 - December 10, 2012
BNP PARIBAS PRIME BROKERAGE, INC.Past·CRD# 24962
BD
New York, NY
August 19, 2008 - December 10, 2012
BANC OF AMERICA SECURITIES LLCPast·CRD# 26091
BD
New York, NY
July 12, 2005 - October 1, 2008

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

VC
VELOCITY CLEARING, LLC

GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone Number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER—
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
PRATNICKI, GREGCHIEF COMPLIANCE OFFICER2409187
RAY, TERRY DAVIDCHIEF OPERATING OFFICER5295510
ROBERTS, RALSTON PERMARCO-PRESIDENT2526147
SCHAEFFER, BRIAN KEITHCO PRESIDENT3063403

Disclosures

Regulatory Event

19

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/10/2026)
RR
Alaska
(9/10/2026)
RR
Arizona
(9/10/2026)
RR
Arkansas
(9/10/2026)
RR
California
(9/10/2026)
RR
Colorado
(9/10/2026)
RR
Connecticut
(9/10/2026)
RR
Delaware
(9/10/2026)
RR
District of Columbia
(9/10/2026)
RR
Florida
(9/10/2026)
RR
Georgia
(9/10/2026)
RR
Hawaii
(9/10/2026)
RR
Idaho
(9/10/2026)
RR
Illinois
(9/10/2026)
RR
Indiana
(9/10/2026)
RR
Iowa
(9/10/2026)
RR
Kansas
(9/10/2026)
RR
Kentucky
(9/10/2026)
RR
Louisiana
(9/10/2026)
RR
Maine
(9/10/2026)
RR
Maryland
(9/10/2026)
RR
Massachusetts
(9/10/2026)
RR
Michigan
(9/10/2026)
RR
Minnesota
(9/10/2026)
RR
Mississippi
(9/10/2026)
RR
Missouri
(9/10/2026)
RR
Montana
(9/10/2026)
RR
Nevada
(9/10/2026)
RR
New Hampshire
(9/10/2026)
RR
New Jersey
(9/10/2026)
RR
New Mexico
(9/10/2026)
RR
New York
(9/10/2026)
RR
North Carolina
(9/10/2026)
RR
North Dakota
(9/10/2026)
RR
Ohio
(9/10/2026)
RR
Oklahoma
(9/10/2026)
RR
Oregon
(9/10/2026)
RR
Pennsylvania
(9/10/2026)
RR
Puerto Rico
(9/10/2026)
RR
Rhode Island
(9/10/2026)
RR
South Carolina
(9/10/2026)
RR
South Dakota
(9/10/2026)
RR
Tennessee
(9/10/2026)
RR
Texas
(9/10/2026)
RR
Utah
(9/10/2026)
RR
Vermont
(9/10/2026)
RR
Virgin Islands
(9/10/2026)
RR
Virginia
(9/10/2026)
RR
Washington
(9/10/2026)
RR
West Virginia
(9/10/2026)
RR
Wisconsin
(9/10/2026)
RR
Wyoming
(9/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2006About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2005

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam
24X National Exchange LLC
SRO Registrations
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Long-Term Stock Exchange, Inc.
SRO Registrations
MEMX LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view John Anthony Clancy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#