MD
Mark N. Dougal
GO WEALTH MANAGEMENT
NAMPA, ID
Some features on this profile are disabled
CRD#: 4659447
MD
Professional summary
Mark N. Dougal is a registered financial advisor currently at GO WEALTH MANAGEMENT located in Nampa, Idaho.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT. FIXED INSURANCE PRODUCTS. VARIOUS CARRIERS. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME EACH MONTH. MARK DOUGAL, INC., 480 E FRANKLIN RD MERIDIAN ID 83642, 05/19/2012, NON--INVESTMENT RELATED, REGISTERED AGENT, THIS IS SET UP FOR TAX PURPOSES. THIS IS USED FOR THE TRANSFER OF MONEY FROM MY PERSONAL ACCOUNT FOR TAX PURPOSES, 2 HOURS PER MONTH SHARED RESOURCES LLC, 480 E FRANKLIN RD MERIDIAN ID 83642, 09/29/2012, NON-INVESTMENT RELATED, REGISTERED AGENT, OWNER, 20 HOURS PER MONTH Mark Dougal Design/ 04205-Present / Investment Related: No / 2618 Stoll Ct. Caldwell, ID 83607 / Owner / Repair 14K Jewelry / Hrs Work Monthly: NA / Sec Trading Hrs: NA / Repair rings, fix cracks, replace prongs in jewelry.
CRS (Client Relationship Summary) - RIA
Click below to view Mark N. Dougal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2021 - Present
GO WEALTH MANAGEMENT
RIA
CRD#: 290254
NAMPA, ID
Past
January 6, 2012 - September 29, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MERIDIAN, ID
Past
January 6, 2012 - September 29, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MERIDIAN, ID
Past
March 8, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
OREM, UT
Past
September 18, 2003 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OREM, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GO WEALTH MANAGEMENT
GO WEALTH MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | O'CONNELL INVESTMENTS AND INSURANCE SERVICES, LLC | O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC
CRD#: 290254 / SEC#: 801-123534
RIA
Registered Investment Advisory firm - (3/25/2022 Approved)Arkansas
Registered Investment Advisory firm - (3/28/2022 Terminated)California
Registered Investment Advisory firm - (4/27/2022 Terminated)Idaho
Registered Investment Advisory firm - (3/28/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)Oregon
Registered Investment Advisory firm - (5/9/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)Washington
Registered Investment Advisory firm - (4/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(11/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GW
GO WEALTH MANAGEMENT
GO WEALTH MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | O'CONNELL INVESTMENTS AND INSURANCE SERVICES, LLC | O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC
CRD#: 290254 / SEC#: 801-123534
RIA
Registered Investment Advisory firm - (3/25/2022 Approved)Arkansas
Registered Investment Advisory firm - (3/28/2022 Terminated)California
Registered Investment Advisory firm - (4/27/2022 Terminated)Idaho
Registered Investment Advisory firm - (3/28/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)Oregon
Registered Investment Advisory firm - (5/9/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)Washington
Registered Investment Advisory firm - (4/29/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4710 Village Plaze Loop Suite 240, Eugene, OR 97401
Mailing Address
Phone number
(541) 338-7631
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 446 |
| AUM (Assets Under Management) | $ 165,634,211 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
