Victor Alejandro Sopena
Professional Summary
Victor Alejandro Sopena, who also goes by VIctor Sopena, is a registered financial advisor currently at OSSIA IM located in Miami, Florida. Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Victor has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Victor Sopena
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
OSSIA IM | OSSIA INVESTMENT MANAGEMENT LLC
Contact Information
Main Address
1200 Brickell Avenue Suite 1950 #1331, Miami, FL 33131Phone Number
(305) 923-7212# of Employees
1Regulatory Assets Under Management
Total Number of Accounts
46AUM (Assets Under Management)
$98,507,279Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/20/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2003Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Victor Alejandro Sopena's CRS (Customer Relationship Summary).
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