William J. Sokol

SFG WEALTH MANAGEMENT

Towson, MD 21204

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CRD#: 4659352

Professional summary

William Judson Sokol, who also goes by Jud Sokol, is a registered financial advisor currently at SFG WEALTH MANAGEMENT located in Towson, Maryland and LPL FINANCIAL LLC located in Towson, Maryland.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jud Sokol

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 5/2021 - DBA for LPL Business (entity for LPL business) - SFG Wealth Management - Investment Related - Towson, MD 21204 2) 5/2021 - Non-Variable Insurance - William Sokol - Investment Related - Towson, MD 21204 3) 11/22/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/28/2021 - 8 Hours Per Month/8 Hours During Securities Trading. 4) 05/07/2021 - SFG WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 05/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 80%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Judson Sokol's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

SFG WEALTH MANAGEMENT

Office #1: 1104 Kenilworth Drive Suite 500, Towson, MD 21204

RIA

CRD#: 285785

Towson, MD

Current

May 7, 2021 - Present

LPL FINANCIAL LLC

Office #1: 1104 Kenilworth Drive Ste 500, Towson, MD 21204

RIA

CRD#: 6413

TOWSON, MD

Past

January 16, 2018 - May 27, 2021

THE L. WARNER COMPANIES, INC

RIA

CRD#: 108001

TIMONIUM, MD

Past

September 17, 2014 - May 12, 2021

M HOLDINGS SECURITIES, INC.

CRD#: 43285

TIMONIUM, MD

Past

July 27, 2010 - August 29, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Past

October 2, 2003 - August 5, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

HUNT VALLEY, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SFG WEALTH MANAGEMENT

SFG WEALTH MANAGEMENT | SYNERGY FINANCIAL GROUP LLC | SFG WEALTH MANAGEMENT, LLC

CRD#: 285785 / SEC#: 801-108748

RIA

Registered Investment Advisory firm - (12/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/18/2023)

Connecticut
(6/18/2024)

Delaware
(5/7/2021)

District of Columbia
(5/7/2021)

Florida
(6/28/2024)

Kansas
(5/3/2024)

Maryland
(5/7/2021)

IAR

Maryland
(5/7/2021)

New York
(5/7/2021)

North Carolina
(5/17/2021)

Pennsylvania
(5/10/2021)

South Carolina
(4/3/2025)

Vermont
(5/7/2021)

Virginia
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SFG WEALTH MANAGEMENT

SFG WEALTH MANAGEMENT | SYNERGY FINANCIAL GROUP LLC | SFG WEALTH MANAGEMENT, LLC

CRD#: 285785 / SEC#: 801-108748

RIA

Registered Investment Advisory firm - (12/16/2016 Approved)

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Contact information

Main Address

1104 Kenilworth Drive Suite 500, Towson, MD 21204

Mailing Address

Phone number

(410) 825-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (9/9/2025)

FORM ADV PART 2A - FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	1,918
AUM (Assets Under Management)	$ 643,567,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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William J. Sokol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Judson Sokol's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

THE L. WARNER COMPANIES, INC

M HOLDINGS SECURITIES, INC.

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SFG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2018

Series 63

Date: 11/17/2003

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2008

Series 6

Date: 10/1/2003

Series 24

Date: 7/9/2010

FINRA

Current Firm

SFG WEALTH MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SFG WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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