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WR

William H. Riedlinger

HOLLISTER ASSOCIATES
MOUNT PLEASANT, SC
Some features on this profile are disabled
CRD#: 4659097
WR

Professional summary

William Henry Riedlinger, who also goes by William H Riedlinger, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.

William is registered as a RR (Registered Representative) and started their career in finance in 2003. William has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

William H Riedlinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Henry Riedlinger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2022 - Present

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC
Past

January 16, 2020 - December 17, 2021

BLUE SAND SECURITIES LLC

BD
CRD#: 142976
KENSIGNTON, MD
Past

April 23, 2015 - December 19, 2018

MVISION PRIVATE EQUITY ADVISERS USA LLC

BD
CRD#: 122242
NEW YORK, NY
Past

October 15, 2013 - May 1, 2015

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
NEW YORK, NY
Past

June 3, 2013 - May 1, 2015

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 3, 2008 - June 10, 2013

ATLANTIC - PACIFIC CAPITAL, INC.

BD
CRD#: 38356
NEW YORK, NY
Past

January 26, 2007 - July 29, 2008

PROBITAS FUNDS GROUP, LLC

BD
CRD#: 115876
SAN FRANCISCO, CA
Past

August 4, 2005 - July 3, 2006

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
SAN FRANCISCO, CA
Past

May 25, 2004 - September 21, 2005

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

June 20, 2003 - August 19, 2003

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/3/2022)
RR
California
(1/3/2022)
RR
Colorado
(1/3/2022)
RR
Connecticut
(1/3/2022)
RR
District of Columbia
(1/3/2022)
RR
Florida
(1/3/2022)
RR
Georgia
(1/3/2022)
RR
Hawaii
(1/2/2025)
RR
Illinois
(1/3/2022)
RR
Indiana
(1/3/2022)
RR
Maryland
(1/3/2022)
RR
Massachusetts
(1/3/2022)
RR
Michigan
(1/3/2022)
RR
Minnesota
(1/3/2022)
RR
Missouri
(1/3/2022)
RR
Montana
(1/24/2022)
RR
Nebraska
(1/2/2025)
RR
New Jersey
(1/3/2022)
RR
New York
(1/3/2022)
RR
North Carolina
(1/3/2022)
RR
Ohio
(1/3/2022)
RR
Oklahoma
(1/4/2024)
RR
Oregon
(1/3/2022)
RR
Pennsylvania
(1/3/2022)
RR
South Carolina
(1/3/2022)
RR
Tennessee
(1/3/2022)
RR
Texas
(1/3/2022)
RR
Utah
(1/3/2022)
RR
Virginia
(1/3/2022)
RR
Washington
(1/3/2022)
RR
Wisconsin
(1/3/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/13/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/25/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HA
HOLLISTER ASSOCIATES, LLC
HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
257 River Oak Drive, Mount Pleasant, SC 29464
Mailing Address
257 River Oak Drive, Mount Pleasant, SC 29464
Phone number
(401) 465-3080
Established
South Carolina since 09/09/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOLLISTER, CHRISTOPHER VERNCEO/CCO5637565
CLIFFHANGER INVESTMENTS, LLCOWNER
KUGLER, JACQUESOWNER5105697
MADABA INVESTMENTS, LLCOWNER
PORTWOOD, WILLIAM BOYCECFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLLISTER ASSOCIATES, LLC

CRD#: 173366Mount Pleasant, SC

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