Debra J. Heldt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra J Heldt, who also goes by Debra Jean French, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 2003. Debra had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2010 - March 5, 2014
GIRARD INVESTMENT SERVICES, LLC
March 12, 2008 - May 7, 2009
NATIONAL PLANNING CORPORATION
July 10, 2003 - March 17, 2008
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIRARD INVESTMENT SERVICES, LLC
CRD#: 1834 / SEC#: 801-61159, 8-14145
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNIVEST BANK AND TRUST CO. | HOLDING COMPANY | |
| COLON, LISA MARIE | PRINCIPAL OPERATIONS OFFICER | 2392261 |
| GEIBEL, DAVID WARREN | PRESIDENT | 2645082 |
| HELLINGS, THOMAS EDWIN | SVP, CHIEF COMPLIANCE OFFICER | 2128581 |
| JOHNSON, DARREN GLEN | VP, FINANCIAL OFFICER | 4102844 |
| VANSANT, WILLIAM FRANCIS III | SVP, MANAGING DIRECTOR | 4511525 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
