Kriste E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kriste Ellen Martin, who also goes by Kriste Ellen Little, Kriste Ellen Schlitt, was a registered financial professional .
Kriste is a previously registered financial professional and started their career in finance in 2004. Kriste had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2007 - November 26, 2012
ORION PORTFOLIO SOLUTIONS, LLC
April 20, 2005 - May 1, 2008
NATIONAL PENSION & GROUP CONSULTANTS, INC
February 18, 2004 - April 8, 2005
MWA FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 125446 / SEC#: 801-61964
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 81,242 |
| AUM (Assets Under Management) | $ 14,194,829,219 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
