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RB

Rebecca L. Bennett

MORNINGSTAR INVESTMENT MANAGEMENT LLC
Chicago, IL 60602
Some features on this profile are disabled
CRD#: 4658991
RB

Professional summary

Rebecca Lynn Bennett, CIMA®, who also goes by Becky Bennett, is a registered financial advisor currently at MORNINGSTAR INVESTMENT MANAGEMENT LLC located in Chicago, Illinois.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rebecca has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Becky Bennett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OTHER BUSINESS NAME: CANINE THERAPY CORPS. LOCATION: 3918 W. FULLERTON CHICAGO, IL 60647 NATURE OF BUSINESS: INTERACTIVE ANIMAL-ASSISTED THERAPY SERVICES. POSITION OR TITLE: BOARD CHAIR. RESPONSIBILITIES: PRESIDE AT MEETINGS AND CHAIRS THE EXECUTIVE COMMITTEE. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 3 TOTAL/NONE DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Lynn Bennett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

May 29, 2025 - Present

MORNINGSTAR INVESTMENT MANAGEMENT LLC

Office #1: 22 West Washington Street, Chicago, IL 60602
RIA
CRD#: 108031
Chicago, IL
Past

May 25, 2023 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

RIA
CRD#: 112525
CHICAGO, IL
Past

May 25, 2023 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

BD
CRD#: 112525
CHICAGO, IL
Past

September 25, 2019 - October 25, 2022

FIRST TRUST ADVISORS LP

RIA
CRD#: 107027
WHEATON, IL
Past

September 25, 2019 - October 25, 2022

FIRST TRUST PORTFOLIOS L.P.

BD
CRD#: 28519
WHEATON, IL
Past

September 7, 2018 - May 30, 2019

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
DOWNERS GROVE, IL
Past

April 24, 2018 - May 30, 2019

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
DOWNERS GROVE, IL
Past

March 3, 2014 - April 18, 2018

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
chicago, IL
Past

November 19, 2010 - March 3, 2014

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
LISLE, IL
Past

March 7, 2005 - December 9, 2010

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

May 22, 2003 - March 1, 2005

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MORNINGSTAR INVESTMENT MANAGEMENT LLC
IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA
Registered Investment Advisory firm - (10/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/29/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/20/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 6/18/2018
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2008
General Securities Principal Examination

Current Firm

MI
MORNINGSTAR INVESTMENT MANAGEMENT LLC
IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA
Registered Investment Advisory firm - (10/18/1999 Approved)
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Contact information

Main Address
22 West Washington Street, Chicago, IL 60602
Mailing Address
Phone number
(312) 696-6000
Established
Firm type
Fiscal year end
# of Employees
323

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MORNINGSTAR WEALTH SERVICES (11/10/2025)
INSTITUTIONAL ADVISORY SERVICES (3/28/2025)
RETIREMENT SERVICES FOR INDIVIDUALS (3/28/2025)
METLIFE EXPERTSELECT PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts592,301
AUM (Assets Under Management)$ 76,595,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORNINGSTAR INVESTMENT MANAGEMENT LLC

CRD#: 108031Chicago, IL 60602

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