William L. Hager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lyman Hager JR., who also goes by Lyman Hager Jr, Lyman Hager, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2007. William had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2014 - March 7, 2019
MWM ADVISORY
May 31, 2012 - November 17, 2016
LPL FINANCIAL LLC
June 18, 2007 - May 25, 2012
LPL FINANCIAL LLC
June 18, 2007 - December 21, 2018
LPL FINANCIAL LLC
January 23, 2007 - March 12, 2007
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
MWM ADVISORY
CRD#: 166411 / SEC#: 801-106583
Contact information
Red Flags
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