Eric D. Zehnder

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CRD#: 4658548

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric D Zehnder, who also goes by Eric David Zehnder, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2004. Eric had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric David Zehnder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Treasurer and board member of Dustiny, Inc., a family company in Omaha, NE, since 01/01/2009. Devotes less than 1 hour a month (0 hours during trading hours) to managing company's bank account and attending annual board meeting. Receives compensation for this activity. The activity is not investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2023 - July 9, 2024

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

Los Angeles, CA

Past

April 2, 2021 - May 3, 2023

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Woodland Hills, CA

Past

June 14, 2018 - June 3, 2020

FIRST FOUNDATION ADVISORS

RIA

CRD#: 106075

IRVINE, CA

Past

March 19, 2018 - March 29, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

ST. LOUIS, MO

Past

March 19, 2018 - March 29, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Saint Louis, MO

Past

February 26, 2018 - March 29, 2018

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Past

March 17, 2016 - March 27, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

March 1, 2016 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Past

October 7, 2010 - February 29, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CAMPBELL, CA

Past

May 28, 2009 - February 29, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

CAMPBELL, CA

Past

May 28, 2009 - February 29, 2016

TD AMERITRADE, INC.

CRD#: 7870

CAMPBELL, CA

Past

June 29, 2007 - May 18, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

LINCOLN, NE

Past

June 4, 2004 - May 18, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA

Registered Investment Advisory firm - (2/20/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/2013

General Securities Principal Examination

Current Firm

BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA

Registered Investment Advisory firm - (2/20/2002 Approved)

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Contact information

Main Address

24 Corporate Plaza Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 718-1600

Established

Firm type

Fiscal year end

# of Employees

600

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 - APPENDIX 1 (3/31/2025)

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	54,870
AUM (Assets Under Management)	$ 39,839,757,384

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
12/26/2024	Cover Page	Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric D. Zehnder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

FIRST FOUNDATION ADVISORS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

BEACON POINTE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2007

SIE

Date: 3/29/2018

Series 7

Date: 6/3/2004

Series 24

Date: 4/18/2013

Current Firm

BEACON POINTE ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEACON POINTE ADVISORS, LLC

TRUST BUT VERIFY

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