Nathan J. Rowader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan John Rowader, CFP® was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2003. Nathan had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2022
Experience
March 15, 2023 - December 31, 2023
THE DORSET GROUP
October 15, 2019 - September 26, 2022
EQUITABLE ADVISORS, LLC
October 14, 2019 - September 26, 2022
EQUITABLE ADVISORS, LLC
January 2, 2009 - August 27, 2018
ALPS DISTRIBUTORS, INC.
June 25, 2007 - September 3, 2008
ACCESSOR CAPITAL MANAGEMENT LP
March 27, 2007 - December 31, 2008
FORESIDE FUND SERVICES, LLC
August 26, 2004 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
August 26, 2004 - March 7, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 18, 2004 - July 14, 2004
LPL FINANCIAL LLC
December 17, 2003 - July 14, 2004
LPL FINANCIAL LLC
June 19, 2003 - December 19, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE DORSET GROUP
CRD#: 321839 / SEC#:
Contact information
Red Flags
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