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Nathan John Rowader

Nathan John Rowader

CFP®
CRD# 4658431·Registered 2003 - 2023
Previously Registered: Being a previously registered professional could mean that Nathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nathan John Rowader, CFP® was a registered financial advisor. Nathan was a previously registered financial professional and started their career in finance 2003 - 2023. Nathan had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2022

Years of Experience

23 years in the financial services industry

Current & Past Employments

THE DORSET GROUP·CRD# 321839
RIA
Dallas, TX
March 15, 2023 - December 31, 2023
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Walnut Creek, CA
October 15, 2019 - September 26, 2022
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Walnut Creek, CA
October 14, 2019 - September 26, 2022
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
San Francisco, CA
January 2, 2009 - August 27, 2018
ACCESSOR CAPITAL MANAGEMENT LP·CRD# 104587
RIA
Seattle, WA
June 25, 2007 - September 3, 2008
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Seattle, WA
March 27, 2007 - December 31, 2008
OFI PRIVATE INVESTMENTS INC·CRD# 107807
RIA
New York, NY
August 26, 2004 - December 19, 2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
August 26, 2004 - March 7, 2007
LPL FINANCIAL LLC·CRD# 6413
RIA
Colorado Springs, CO
March 18, 2004 - July 14, 2004
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
December 17, 2003 - July 14, 2004
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
June 19, 2003 - December 19, 2003

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Current Firm

TD
THE DORSET GROUP

THE DORSET GROUP | THE DORSET GROUP CAPITAL MANAGEMENT CORPORATION

CRD#: 321839

Contact Information

Main Address

539 West Commerce Street Suite 1650, Dallas, TX 75208

Phone Number

(214) 984-3730

# of Employees

2

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT, INVESTMENT RELATED, 539 W Commerce Street, Suite 1650, Dallas, TX, INSURANCE SALES, AGENT, Various outside insurance companies, 12/2019, Not more than 5% of his time is spent on these activities. Seven Hills, Inc., Not investment-related, 539 West Commerce Street, Suite 1650, Dallas, TX 75208, seller of retail dog supplies, home goods, and health supplies, CEO, Start Date 06-1-2014, 10 Hours per month, This is a retail brand of dog leashes, collars, dishes, vests, hiking, and training equipment, as well as home goods and health supplies. Everything is sold via Amazon so payment and customers are received only through Amazon. Each month I make a budget of expected sales and expenses for each product and compare the prior month to that budget. I look for products that are declining in market share or if I am low or too high on inventory. When a product is declining in share I typically replace this with a new product. I select new products by reviewing the top-selling products in my category and find one that is selling well but not concentrated in a single seller. I source the product via Alibaba and that ships direct to Amazon for sale.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Nathan John Rowader
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