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MW

Mark T. Williams

INVESTRUST CONSULTING
Oklahoma City, OK 73118
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CRD#: 4658023
MW

Professional summary


Mark Thomas Williams, who also goes by Mark Williams, is a registered financial advisor currently at INVESTRUST CONSULTING, LLC located in Oklahoma City, Oklahoma.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mark Williams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mark Thomas Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 4, 2013 - Present

INVESTRUST CONSULTING, LLC

Office #1: 5100 N Classen Boulevard Suite 620, Oklahoma City, OK 73118
RIA
CRD#: 108037
Oklahoma City, OK
Past

August 12, 2006 - June 4, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEST DES MOINES, IA
Past

August 12, 2006 - June 4, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEST DES MOINES, IA
Past

July 11, 2005 - August 12, 2006

PIPER SANDLER & CO.

RIA
CRD#: 665
WEST DES MOINES, IA
Past

May 31, 2005 - August 12, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
WEST DES MOINES, IA
Past

June 23, 2003 - July 29, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INVESTRUST CONSULTING, LLC
ASSET SERVICES CO LLC | INVESTRUST CONSULTING, LLC | ASSET SERVICES COMPANY, L.L.C.

CRD#: 108037 / SEC#: 801-55942

RIA
Registered Investment Advisory firm - (10/15/1998 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(3/4/2013)
IAR
Texas
(3/4/2013)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/8/2005
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


IC
INVESTRUST CONSULTING, LLC
ASSET SERVICES CO LLC | INVESTRUST CONSULTING, LLC | ASSET SERVICES COMPANY, L.L.C.

CRD#: 108037 / SEC#: 801-55942

RIA
Registered Investment Advisory firm - (10/15/1998 Approved)
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Contact information


Main Address
5100 N Classen Boulevard Suite 620, Oklahoma City, OK 73118
Mailing Address
Phone number
(405) 843-7046
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/24/2025)

Regulatory assets under management


Total Number of Accounts10
AUM (Assets Under Management)$ 544,147,253

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
09/15/2025
Cover Page
10/04/2024
10/04/2024
10/31/2023
11/15/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTRUST CONSULTING, LLC

CRD#: 108037Oklahoma City, OK 73118

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