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JC

Janos Csirik

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CRD#: 4657922
JC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Janos Csirik was a registered financial professional .

Janos is a previously registered financial professional and started their career in finance in 2003. Janos had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 13, 2003 - January 18, 2006

D. E. SHAW INVESTMENTS, L.P.

BD
CRD#: 22786
NEW YORK, NY
Past

August 13, 2003 - September 17, 2007

D. E. SHAW VALENCE, L.L.C.

BD
CRD#: 31995
NEW YORK, NY
Past

August 13, 2003 - November 9, 2018

D.E. SHAW SECURITIES, L.L.C.

BD
CRD#: 24332
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/20/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/28/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


DE
D. E. SHAW INVESTMENTS, L.P.
D. E. SHAW INVESTMENTS, L.P. | D.E.SHAW & CO.,L.P.

CRD#: 22786 / SEC#: , 8-40511

BD
Terminated by SEC on 03/06/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 07/05/1988
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
D. E. SHAW INVESTMENT GROUP, L.L.C.LIMITED PARTNER
D. E. SHAW & CO., L.P.GENERAL PARTNER
DINNING, ANNE CAROLYNMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.2078654
ELIAS, ROCHELLE ASSAELCHIEF COMPLIANCE OFFICER724288
GAUDIO, JULIUS RALPHMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.2406744
SALKIND, LOUIS KENMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.1926517
SEIDEMANN, STEVEN JAYGENERAL COUNSEL OF D. E. SHAW & CO., L.P.
SHAW, DAVID ELLIOTCHAIRMAN, PRESIDENT & SOLE SHAREHOLDER OF D. E. SHAW & CO., INC.1557735
STECKLER, STUARTCFO; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P.2022720
STONE, MAXIMILIAN DANAMANAGING DIRECTOR OF D. E. SHAW & CO., INC.2246217
WEPSIC, ERIC KARLMANAGING DIRECTOR OF D. E. SHAW & CO. L.P.2489161

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


D. E. SHAW INVESTMENTS, L.P.

CRD#: 22786

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