RA
Robert L. Annable
TRANSCE3ND LLC
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 4657825
RA
Professional summary
Robert Lloyd Annable, who also goes by Robert Lloyd Annable II, is a registered financial advisor currently at TRANSCE3ND LLC located in Scottsdale, Arizona and REALTA EQUITIES, INC. located in Scottsdale, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 15 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Lloyd Annable Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) REALTA EQUITIES INC. INVESTMENT RELATED, 1201 N ORANGE ST WILMINGTON DE 19801, BROKER-DEALER, REGISTERED REPRESENTATIVE, START 07/16/2021, APPROX 80 HOURS/MONTH, PROVIDING BROKERAGE PRODUCTS AND SERVICE TO CUSTOMERS. (2) VFO (VIRTUAL FAMILY OFFICE) ADVISORY GROUP; 17207 N PERIMETER DRIVE #120 SCOTTSDALE, AZ 85255; CONSULTING; WWW.VFOAG.COM; CONSULTING - WORKING WITH POTENTIAL COI IN A CONSULTING ROLE SENIOR PARTNER/CONSULTANT; NO COMPENSATION; 10 HOURS PER WEEK DURING NORMAL TRADING HOURS. (3) HOUSEHOLD ENDOWMENT MODEL; 17207 N PERIMETER DRIVE #120 SCOTTSDALE, AZ 85255; CONSULTING AND EDUCATION; WWW.THEHOURSEHOLDENDOWMENTMODEL.COM; CONSULTING AND EDUCATION REGARDING THE ENDOWMENT MODEL WITH COI; NO COMPENSATION; 10 HOURS PER WEEK DURING NORMAL TRADING HOURS. (4) INSURANCE AGENT; FIXED INSURANCE BUSINESS; LIFE AND ANNUITY; PROVIDE INSURANCE PRODUCT SOLUTIONS TO CLIENTS WHERE APPROPRIATE. INVESTMENT RELATED: 25 - 5 HOURS PER WEEK DURING NORMAL TRADING HOURS. (5) TRANSCE3ND, LLC; KYLE, TX; START: 12/2023; RIA ADVISORY BUSINESS; HTTPS://TRANSCENTIM.COM; INVESTMENT ADVISORY REPRESENTATIVE; FEE BASED COMPENSATION; 20 HOURS PER WEEK DURING NORMAL TRADING HOURS. (6) VFO TAX (PART OF VFO CONSULTING GROUP); 17207 N PERIMETER DRIVE, STE 120 SCOTTSDALE, AZ 85255; TAX CONSULTATION; WWW.VFOTAX.COM; START: 12/2024; 50% OWNERS; ADVANCED TAX PLANNING FEES OUTSIDE AND UNREALTED TO SECURITIES BUISNESS; 5-10 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS. (7) ROBERT L ANNABLE II PLC; 17207 N PERIMETER DRIVE STE 120 SCOTTSDALE, AZ 85255; START: 4/2025; PERSONAL S-CORP FOR MANAGING BUSINESS REVENUE AND EXPENSES; OWNER; 40+ HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lloyd Annable's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2023 - Present
TRANSCE3ND LLC
Office #1: 17207 N Perimeter Drive #120, Scottsdale, AZ 85255RIA
CRD#: 317745
Scottsdale, AZ
Current
July 16, 2021 - Present
REALTA EQUITIES, INC.
Office #1: 17207 N Perimeter Drive #120, Scottsdale, AZ 85255BD
CRD#: 23769
Scottsdale, AZ
Past
August 5, 2021 - November 1, 2023
WEALTH STRATEGIES ADVISORY GROUP
RIA
CRD#: 308173
SCOTTSDALE, AZ
Past
July 19, 2021 - December 20, 2023
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
SCOTTSDALE, AZ
Past
March 3, 2021 - July 21, 2021
ARETE WEALTH ADVISORS, LLC
RIA
CRD#: 145488
Scottsdale, AZ
Past
March 3, 2021 - July 21, 2021
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
CHICAGO, IL
Past
May 14, 2020 - July 21, 2021
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
Scottsdale, AZ
Past
April 22, 2020 - July 21, 2021
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
SCOTTSDALE, AZ
Past
July 12, 2017 - April 22, 2020
KALOS MANAGEMENT
RIA
CRD#: 133025
Scottsdale, AZ
Past
July 10, 2017 - April 22, 2020
KALOS CAPITAL, INC.
BD
CRD#: 44337
Scottsdale, AZ
Past
August 20, 2015 - July 10, 2017
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
SCOTTSDALE, AZ
Past
August 14, 2015 - July 10, 2017
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
SCOTTSDALE, AZ
Past
May 28, 2015 - August 24, 2015
NFSG CORPORATION
RIA
CRD#: 130814
SCOTTSDALE, AZ
Past
July 2, 2014 - August 24, 2015
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
SCOTTSDALE, AZ
Past
November 29, 2010 - June 27, 2014
REALTY CAPITAL SECURITIES, LLC
BD
CRD#: 145454
SCOTTSDALE, AZ
Past
March 1, 2005 - December 31, 2006
COMMUNITY BANKERS SECURITIES, LLC
BD
CRD#: 42794
SCOTTSDALE, AZ
Past
May 19, 2003 - May 27, 2004
LIBERTY GROUP, LLC
BD
CRD#: 106036
OAKLAND, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2025)
RR
Alaska(10/28/2025)
RR
Arizona(7/16/2021)
IAR
Arizona(8/11/2023)
RR
Arkansas(7/16/2021)
RR
California(7/16/2021)
IAR
California(7/26/2023)
RR
Colorado(7/16/2021)
RR
Florida(7/16/2021)
IAR
Florida(9/27/2023)
RR
Georgia(10/16/2025)
RR
Hawaii(8/9/2024)
RR
Idaho(7/16/2021)
RR
Illinois(7/16/2021)
RR
Iowa(11/4/2021)
RR
Kansas(7/16/2021)
RR
Kentucky(9/28/2022)
RR
Louisiana(6/13/2024)
RR
Massachusetts(9/27/2023)
RR
Michigan(12/14/2022)
RR
Minnesota(4/8/2024)
RR
Missouri(7/16/2021)
IAR
Missouri(7/27/2023)
RR
Montana(7/16/2021)
RR
Nevada(7/16/2021)
RR
New Hampshire(11/4/2025)
RR
New Jersey(7/20/2021)
RR
New Mexico(7/18/2025)
RR
New York(2/4/2022)
RR
North Carolina(7/16/2021)
RR
North Dakota(7/16/2021)
IAR
North Dakota(8/14/2023)
RR
Ohio(8/12/2021)
RR
Oklahoma(6/12/2025)
RR
Oregon(5/2/2024)
RR
Pennsylvania(7/16/2021)
RR
South Dakota(7/20/2021)
RR
Tennessee(7/16/2021)
RR
Texas(7/16/2021)
IAR
Texas(7/27/2023)
RR
Utah(7/20/2021)
RR
Virginia(4/30/2024)
RR
Washington(7/16/2021)
RR
Wisconsin(7/16/2021)
RR
Wyoming(7/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
