Martin J. Whitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Jacob Whitman, who also goes by Martin J Whitman, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1970. Martin had worked at 5 firms and has passed the Series 65, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2002 - January 28, 2003
ETICO PARTNERS, LLC
May 31, 1991 - September 20, 2002
M. J. WHITMAN, INC.
October 16, 1974 - August 26, 1991
M J WHITMAN & CO., INC
June 28, 1973 - May 4, 1974
HAMERSHLAG, DODELES & CO., LLC
October 7, 1970 - July 5, 1973
STANLEY MARKS LASSER CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 6/6/1974
Financial Principal ExaminationSeries 00
Date: 6/6/1974
General Securities Principal ExaminationCurrent Firm
ETICO PARTNERS, LLC
CRD#: 122481 / SEC#: , 8-65500
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
