John D. Goldsmith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Donovan Goldsmith JR, who also goes by John Donovan Goldsmith, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - April 11, 2019
HIMCO, LLC
October 17, 2013 - April 11, 2019
HIMCO HGF I, LLC
October 17, 2013 - April 11, 2019
FIMCO, LLC
May 12, 2003 - July 19, 2007
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
HIMCO, LLC
CRD#: 157865 / SEC#: 801-72858
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIMCO, LLC
CRD#: 157865 / SEC#: 801-72858
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 828,423,801 |
Red Flags
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