Jeffrey H. Rapaport

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CRD#: 4657420

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Howard Rapaport was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 19, 2021 - July 8, 2021

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

MILWAUKEE, WI

Past

January 2, 2020 - July 7, 2021

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Milwaukee, WI

Past

July 18, 2018 - December 31, 2020

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

Milwaukee, WI

Past

July 18, 2018 - December 31, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

CRD#: 146711

MILWAUKEE,, WI

Past

February 27, 2018 - May 30, 2018

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

September 27, 2016 - May 30, 2018

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 17, 2003 - May 9, 2005

HARRIS ASSOCIATES SECURITIES L.P.

CRD#: 6959

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMO ASSET MANAGEMENT CORP.

CRD#: 106466 / SEC#: 801-35533

RIA

Registered Investment Advisory firm - (11/17/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/21/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/21/2024

General Securities Principal Examination

Current Firm

BMO ASSET MANAGEMENT CORP.

CRD#: 106466 / SEC#: 801-35533

RIA

Registered Investment Advisory firm - (11/17/1989 Approved)

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Contact information

Main Address

320 S. Canal Street 12th Floor, Chicago, IL 60606

Mailing Address

Phone number

(312) 461-4002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMO AM-ADV PART 2A AMENDMENT_05.15.2025 (5/15/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 5,186,280,670

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey H. Rapaport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

BMO ASSET MANAGEMENT CORP.

BMO INVESTMENT DISTRIBUTORS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

HARRIS ASSOCIATES SECURITIES L.P.

Primary Firm SEC Registration

BMO ASSET MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2018

Series 7TO

Date: 3/21/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2016

Series 24

Date: 3/21/2024

Current Firm

BMO ASSET MANAGEMENT CORP.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BMO ASSET MANAGEMENT CORP.

TRUST BUT VERIFY

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