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Christopher W Tieland

Beaufort, SC
·CRD# 4657361·23 years registered

Professional Summary

Christopher W Tieland, who also goes by Chris William Tieland, Chris Tieland, Christopher William Tieland, was a registered financial advisor. Christopher was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher had worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris William Tieland, Chris Tieland, Christopher William Tieland

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

Unknown FirmCurrent·
3 Celadon Dr Suite B2, Beaufort, SC 29907
September 29, 2026 - Present

Past

INDIVISIBLE PARTNERSPast·CRD# 332431
RIA
Beaufort, SC
June 2, 2025 - October 29, 2026
HIGHTOWER ADVISORS, LLCPast·CRD# 145323
RIA
Birmingham, AL
July 22, 2024 - June 2, 2025
HIGHTOWER SECURITIES, LLCPast·CRD# 116681
BD
Birmingham, AL
July 19, 2024 - June 2, 2025
ROCKEFELLER CAPITAL MANAGEMENTPast·CRD# 294197
RIA
Woodmere, OH
April 22, 2024 - June 28, 2024
ROCKEFELLER FINANCIAL LLCPast·CRD# 291361
RIA
Woodmere, OH
November 22, 2019 - June 28, 2024
ROCKEFELLER FINANCIAL LLCPast·CRD# 291361
BD
Woodmere, OH
November 22, 2019 - June 28, 2024
MORGAN STANLEYPast·CRD# 149777
RIA
Pepper Pike, OH
June 18, 2014 - November 25, 2019
MORGAN STANLEYPast·CRD# 149777
BD
Pepper Pike, OH
June 18, 2014 - November 25, 2019
J.P. MORGAN SECURITIES LLCPast·CRD# 79
RIA
Beachwood, OH
February 21, 2007 - July 11, 2014
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Beachwood, OH
February 20, 2007 - July 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Pepper Pike, OH
February 12, 2004 - February 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Pepper Pike, OH
May 23, 2003 - February 22, 2007

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alabama
(9/29/2026)
IAR
South Carolina
(9/29/2026)
IAR
Virginia
(9/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2012About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2012About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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