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JV

Jason R. Varela

RESOLUTE INVESTMENT DISTRIBUTORS
Irving`, TX 75039
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CRD#: 4657242
JV

Professional summary


Jason Rogelio Varela, CIMA®, who also goes by Jay Varela, is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jay Varela

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jason Rogelio Varela's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Experience


Current

February 28, 2018 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039
BD
CRD#: 287788
Irving`, TX
Past

April 21, 2015 - March 1, 2018

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
IRVING, TX
Past

June 2, 2014 - April 6, 2015

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
SAN FRANCISCO, CA
Past

September 7, 2011 - June 2, 2014

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

June 1, 2009 - September 6, 2011

MORGAN STANLEY

RIA
CRD#: 149777
BETHESDA, MD
Past

June 1, 2009 - September 6, 2011

MORGAN STANLEY

BD
CRD#: 149777
BETHESDA, MD
Past

June 9, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
BETHESDA, MD
Past

June 9, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
BETHESDA, MD
Past

October 15, 2003 - June 26, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BETHESDA, MD
Past

June 3, 2003 - June 26, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BETHESDA, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/4/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 6/26/2006
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RI
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788 / SEC#: , 8-69912

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Mailing Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Phone number
(817) 391-6100
Established
Delaware since 02/02/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RESOLUTE INVESTMENT MANAGERS, INC.SOLE SHAREHOLDER
MCKINNEY, TERRI LYNNDIRECTOR2967330
SEARS, CHRISTINA ELAINEVICE PRESIDENT2708589
STUMM, GREGORY JOHN JR.PRESIDENT, DIRECTOR, AND CEO4730753
WALL, STUART WESLEYCHIEF COMPLIANCE OFFICER2554023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788Irving`, TX 75039

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