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JJ

Jesse L. Johnson

JOHNSON CAPITAL MANAGEMENT
Big Lake, MN
Some features on this profile are disabled
CRD#: 4657184
JJ

Professional summary


Jesse Lee Johnson, who also goes by Jesse Johnson, is a registered financial advisor currently at JOHNSON CAPITAL MANAGEMENT, LLC located in Big Lake, Minnesota.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jesse has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jesse Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jesse Lee Johnson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 3, 2013 - Present

JOHNSON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 146779
Big Lake, MN
Past

June 2, 2003 - May 31, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

June 2, 2003 - May 31, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(12/3/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/22/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


JC
JOHNSON CAPITAL MANAGEMENT, LLC
JOHNSON CAPITAL MANAGEMENT, LLC

CRD#: 146779 / SEC#:

Minnesota
Registered Investment Advisory firm - (9/12/2008 Approved)
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Contact information


Main Address
Big Lake, MN
Mailing Address
Phone number
(651) 492-2820
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts127
AUM (Assets Under Management)$ 35,322,391

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JOHNSON CAPITAL MANAGEMENT, LLC

CRD#: 146779Big Lake, MN

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