James A. Warner
Professional summary
James Andrew Warner III, who also goes by James Andrew Warner III, Jim Warner, is a registered financial advisor currently at LEAR INVESTMENT MANAGEMENT located in Dallas, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Warner III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2019 - Present
LEAR INVESTMENT MANAGEMENT
Office #1: 2911 Turtle Creek Boulevard Suite 920, Dallas, TX 75219August 27, 2003 - April 22, 2005
BLACKSTONE SECURITIES PARTNERS L.P.
Primary Firm SEC Registration
LEAR INVESTMENT MANAGEMENT
CRD#: 174119 / SEC#: 801-110851
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/17/2019)
Exams
Current Firm
LEAR INVESTMENT MANAGEMENT
CRD#: 174119 / SEC#: 801-110851
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 305 |
| AUM (Assets Under Management) | $ 805,713,943 |
Red Flags
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Company Information
LEAR INVESTMENT MANAGEMENT
CRD#: 174119Dallas, TX 75219TRUST BUT VERIFY
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