CW
Christopher B. Wagner
INTEGRITY WEALTH ADVISORS
VENTURA, CA 93001
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CRD#: 4657062
CW
Professional summary
Christopher Bryan Wagner is a registered financial advisor currently at INTEGRITY WEALTH ADVISORS, LLC located in Ventura, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/21/2016 - Life Insurance Sales - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/16/2006 - Time Spent 10% - Health Insurance.
2. 1/21/2016 - Wagner Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/2016 - 96 Hours Per Month/5 Hours During Securities Trading - Time Spent 100%.
3. 4/1/2016 - Integrity Wealth Advisors, LLC - DBA: (Hybrid) Integrity Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/22/2015 - 160 Hours Per Month/8 Hours During Securities Trading - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
4. 6/20/2017 - INTEGRITY WEALTH ADVISORS, LLC - DBA: Wagner Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN - Started 01/21/2016 - 40 Hours Per Month During Securities Trading - I provide administrative services through Integrity Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
5. 5/9/2018 - No Business Name - Not Investment Related - 342 E Lewis Street, Ventura, CA 93001 - Real Estate Rental - Started 01/01/2017 - 4 Hours Per Month/0 Hours During Securities Trading - Short-Term vacation rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Bryan Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2016 - Present
INTEGRITY WEALTH ADVISORS, LLC
Office #1: 196 S. Fir St. Suite 140, Ventura, CA 93001RIA
CRD#: 281708
VENTURA, CA
Past
January 21, 2016 - June 23, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
VENTURA, CA
Past
August 13, 2014 - February 6, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
VENTURA, CA
Past
October 16, 2013 - February 6, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
VENTURA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INTEGRITY WEALTH ADVISORS, LLC
CURT HOWARD WEALTH MANAGEMENT & INSURANCE SOLUTIONS (CHWMIS) | WAGNER FINANCIAL, INC. | WAGNER FINANCIAL | PUBLIC EMPLOYEE RETIREMENT CENTERS OF AMERICA (PERC) | LAFF FINANCIAL | INTEGRITY WEALTH ADVISORS, LLC | INTEGRITY WEALTH ADVISORS, INC. | DERBY AND DERBY
CRD#: 281708 / SEC#: 801-113205
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/29/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
INTEGRITY WEALTH ADVISORS, LLC
CURT HOWARD WEALTH MANAGEMENT & INSURANCE SOLUTIONS (CHWMIS) | WAGNER FINANCIAL, INC. | WAGNER FINANCIAL | PUBLIC EMPLOYEE RETIREMENT CENTERS OF AMERICA (PERC) | LAFF FINANCIAL | INTEGRITY WEALTH ADVISORS, LLC | INTEGRITY WEALTH ADVISORS, INC. | DERBY AND DERBY
CRD#: 281708 / SEC#: 801-113205
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
196 S. Fir St. Suite 140, Ventura, CA 93001
Mailing Address
Phone number
(805) 339-0760
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,269 |
| AUM (Assets Under Management) | $ 274,915,294 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTEGRITY WEALTH ADVISORS, LLC
CRD#: 281708Ventura, CA 93001TRUST BUT VERIFY
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