Doreen A. Tyrrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doreen Ann Tyrrell, who also goes by Doreen Ann Barsalona, was a registered financial professional .
Doreen is a previously registered financial professional and started their career in finance in 2003. Doreen had worked at 2 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2004 - May 2, 2008
W.L. TYRRELL & CO.
April 22, 2003 - November 18, 2003
BARTHEL, JEFFREY CHARLES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 11/4/2003
NYSE Trading Assistant ExaminationCurrent Firm
W.L. TYRRELL & CO.
CRD#: 32659 / SEC#: , 8-43945
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
