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MV

Marko Vucenovic

VICTORY CAPITAL SERVICES
BROOKLYN, OH
·CRD# 4656802·23 years experience

Professional Summary

Marko Vucenovic, who also goes by Mark Vucenovic, is a registered financial advisor currently at VICTORY CAPITAL SERVICES, INC. located in Brooklyn, Ohio. Marko is registered as a RR (Registered Representative) and started their career in finance in 2003. Marko has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Vucenovic

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

VICTORY CAPITAL SERVICES, INC.·CRD# 37059
BD
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
August 18, 2009 - Present
FTN EQUITY CAPITAL MARKETS CORP.·CRD# 119625
BD
Cleveland, OH
October 14, 2003 - April 17, 2009

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Current Firm

VC
VICTORY CAPITAL SERVICES, INC.

CHS INVESTMENT SERVICES, INC. | VICTORY INCOME INVESTORS | VICTORY FUNDS | VICTORY CAPITAL SERVICES, INC. | VICTORY CAPITAL ADVISERS, INC. | TRIVALENT INVESTMENTS | THE ONE GROUP SERVICES COMPANY | SYCAMORE CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | ONE GROUP SERVICES COMPANY (THE) | OGSC DISTRIBUTOR, INC. | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | INTEGRITY ASSET MANAGEMENT

CRD#: 37059 / SEC#: 8-47577
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Phone Number

(216) 898-2400

Established

Delaware since 06/03/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VICTORY CAPITAL OPERATING, LLCSOLE SHAREHOLDER—
INKS, DONALD ANTHONYCHIEF OPERATIONS OFFICER2311245
MATHES, CHARLES BCHIEF COMPLIANCE OFFICER5980160
POLICARPO, MICHAEL DENNIS IIPRESIDENT4316912
PONTE, CHRISTOPHER ANTONICFO/FINOP5968469

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(8/19/2009)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2005About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2004About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marko Vucenovic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MV
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