MS
Margaret Sullivan
KESTRA ADVISORY SERVICES
Bunnell, FL 32110
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CRD#: 4656393
MS
Professional summary
Margaret Sullivan, who also goes by Margaret Mugford, Margaret Mugford Sullivan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bunnell, Florida and KESTRA INVESTMENT SERVICES, LLC located in Bunnell, Florida.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Margaret has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret Mugford | Margaret Mugford Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/09/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: THOMAS SAVONE & ASSOCIATES POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 45 SECURITIES TRADING HOURS: 128 START DATE: 09/09/2025 ADDRESS: 4101 East Moody Blvd, Suite B, Bunnell FL 32110, United States DESCRIPTION: Conducting client appointments, conducting initial consultations, reviewing client's financial situation, providing strategic solutions, reviewing portfolios, trading, customer service, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4101 East Moody Boulevard Suite B, Bunnell, FL 32110RIA
CRD#: 283330
Bunnell, FL
Current
September 9, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4101 East Moody Blvd Suite B, Bunnell, FL 32110BD
CRD#: 42046
Bunnell, FL
Past
March 17, 2015 - September 9, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
BUNNELL, FL
Past
August 23, 2007 - September 9, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
BUNNELL, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/9/2025)
IAR
Florida(9/16/2025)
RR
Georgia(9/9/2025)
RR
Maryland(9/9/2025)
RR
Massachusetts(9/9/2025)
RR
Montana(9/9/2025)
RR
Nebraska(9/9/2025)
RR
New Jersey(9/22/2025)
RR
New York(9/9/2025)
RR
North Carolina(9/9/2025)
RR
Ohio(9/9/2025)
RR
Pennsylvania(9/22/2025)
RR
Tennessee(9/9/2025)
RR
Texas(9/9/2025)
IAR
Texas(9/9/2025)
RR
Virginia(9/9/2025)
RR
Washington(9/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Bunnell, FL 32110TRUST BUT VERIFY
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