Maxime Desaint
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxime Desaint was a registered financial professional .
Maxime is a previously registered financial professional and started their career in finance in 2003. Maxime had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2010 - February 19, 2013
MYD MARKET, INC
November 1, 2005 - March 3, 2010
TRADITION SECURITIES AND DERIVATIVES LLC
October 20, 2004 - November 3, 2005
REFCO SECURITIES, LLC
May 15, 2003 - February 11, 2004
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/23/2006
Limited Representative-Equity Trader ExamCurrent Firm
MYD MARKET, INC
CRD#: 29019 / SEC#: , 8-44018
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
